1.2 GW & WADE ASSET MANAGEMENT CO. 2020 01 2020-04-30T13:17:44.780-04:00 01 2020 100.00 67.12 9.78 2.36 20.74 Citadel Securities LLC CDRG 57.09 57.86 50.00 0.00 60.98 0 0.0000 0 0.0000 0 0.0000 0 0.0000 VIRTU Americas LLC NITE 28.89 30.24 12.50 0.00 30.89 0 0.0000 0 0.0000 0 0.0000 0 0.0000 G1 Execution Services, LLC ETMM 7.18 8.33 6.25 0.00 4.07 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Cboe EDGX U.S. Equities Exchange EDGX 1.37 0.00 0.00 50.00 2.44 0 0.0000 0 0.0000 0 0.0000 0 0.0000 NASDAQ Execution Services, LLC NSDQ 1.20 0.00 6.25 40.00 0.81 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Two Sigma Securities, LLC SOHO 1.20 1.67 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 State Street Global Markets, LLC SSBS 1.20 0.00 21.88 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 UBS Securities, LLC UBSS 1.20 1.43 0.00 0.00 0.81 0 0.0000 0 0.0000 0 0.0000 0 0.0000 JANE STREET CAPITAL, LLC JNST 0.51 0.48 3.13 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 New York Stock Exchange NYSE 0.17 0.00 0.00 10.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 [Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).] 100.00 62.31 17.02 6.69 13.98 Citadel Securities LLC CDRG 47.33 55.45 43.35 9.68 41.49 0 0.0000 0 0.0000 0 0.0000 0 0.0000 VIRTU Americas LLC NITE 28.87 31.14 19.08 0.00 55.32 0 0.0000 0 0.0000 0 0.0000 0 0.0000 G1 Execution Services, LLC ETMM 7.28 9.32 7.51 1.61 1.06 0 0.0000 0 0.0000 0 0.0000 0 0.0000 State Street Global Markets, LLC SSBS 6.50 0.45 26.59 0.00 2.13 0 0.0000 0 0.0000 0 0.0000 0 0.0000 NASDAQ Execution Services, LLC NSDQ 4.42 0.00 0.58 53.23 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Cboe EDGX U.S. Equities Exchange EDGX 2.34 0.00 0.00 29.03 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 UBS Securities, LLC UBSS 1.43 1.36 2.89 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Two Sigma Securities, LLC SOHO 1.30 2.27 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Cboe BZX U.S. Equities Exchange ZBAT 0.39 0.00 0.00 4.84 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 NYSE Arca ARCA 0.13 0.00 0.00 1.61 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 [Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).] 100.00 0.00 50.00 50.00 0.00 MORGAN STANLEY & CO. LLC MSCO 100.00 0.00 100.00 100.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 [Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).] 02 2020 100.00 67.73 5.25 2.44 24.58 Citadel Securities LLC CDRG 54.08 59.56 39.13 0.00 53.73 0 0.0000 0 0.0000 0 0.0000 0 0.0000 VIRTU Americas LLC NITE 25.53 26.32 10.87 8.70 31.34 0 0.0000 0 0.0000 0 0.0000 0 0.0000 G1 Execution Services, LLC ETMM 9.04 10.25 10.87 4.35 5.97 0 0.0000 0 0.0000 0 0.0000 0 0.0000 State Street Global Markets, LLC SSBS 3.55 0.00 39.13 0.00 1.49 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Cboe EDGX U.S. Equities Exchange EDGX 2.13 0.00 0.00 26.09 4.48 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Two Sigma Securities, LLC SOHO 1.77 2.49 0.00 0.00 0.75 0 0.0000 0 0.0000 0 0.0000 0 0.0000 NASDAQ Execution Services, LLC NSDQ 1.60 0.00 0.00 34.78 0.75 0 0.0000 0 0.0000 0 0.0000 0 0.0000 New York Stock Exchange NYSE 1.06 0.00 0.00 26.09 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 UBS Securities, LLC UBSS 0.71 0.83 0.00 0.00 0.75 0 0.0000 0 0.0000 0 0.0000 0 0.0000 JANE STREET CAPITAL, LLC JNST 0.53 0.55 0.00 0.00 0.75 0 0.0000 0 0.0000 0 0.0000 0 0.0000 [Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).] 100.00 64.82 15.31 5.86 14.01 Citadel Securities LLC CDRG 52.02 57.29 44.83 15.38 53.93 0 0.0000 0 0.0000 0 0.0000 0 0.0000 VIRTU Americas LLC NITE 28.82 29.40 25.00 2.56 42.70 0 0.0000 0 0.0000 0 0.0000 0 0.0000 G1 Execution Services, LLC ETMM 5.92 7.79 6.03 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 State Street Global Markets, LLC SSBS 3.89 0.00 19.83 0.00 2.25 0 0.0000 0 0.0000 0 0.0000 0 0.0000 NASDAQ Execution Services, LLC NSDQ 2.96 0.00 0.00 48.72 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Two Sigma Securities, LLC SOHO 2.65 3.52 2.59 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Cboe EDGX U.S. Equities Exchange EDGX 1.56 0.00 0.00 25.64 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 UBS Securities, LLC UBSS 1.40 1.51 1.72 2.56 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 JANE STREET CAPITAL, LLC JNST 0.47 0.50 0.00 0.00 1.12 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Cboe BZX U.S. Equities Exchange ZBAT 0.31 0.00 0.00 5.13 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 [Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).] 0.00 0.00 0.00 0.00 0.00 [Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).] 03 2020 100.00 78.79 2.69 1.82 16.70 Citadel Securities LLC CDRG 55.55 60.29 31.58 7.41 46.60 0 0.0000 0 0.0000 0 0.0000 0 0.0000 VIRTU Americas LLC NITE 20.06 18.40 10.53 3.70 31.41 0 0.0000 0 0.0000 0 0.0000 0 0.0000 G1 Execution Services, LLC ETMM 10.26 11.50 13.16 0.00 5.76 0 0.0000 0 0.0000 0 0.0000 0 0.0000 UBS Securities, LLC UBSS 3.97 4.24 5.26 0.00 3.14 0 0.0000 0 0.0000 0 0.0000 0 0.0000 JANE STREET CAPITAL, LLC JNST 2.59 3.03 0.00 0.00 1.57 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Two Sigma Securities, LLC SOHO 2.13 2.18 7.89 3.70 0.52 0 0.0000 0 0.0000 0 0.0000 0 0.0000 State Street Global Markets, LLC SSBS 2.03 0.36 31.58 0.00 3.66 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Cboe EDGX U.S. Equities Exchange EDGX 1.57 0.00 0.00 11.11 7.33 0 0.0000 0 0.0000 0 0.0000 0 0.0000 NASDAQ Execution Services, LLC NSDQ 1.39 0.00 0.00 55.56 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 New York Stock Exchange NYSE 0.37 0.00 0.00 14.81 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 [Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).] 100.00 61.10 18.96 8.18 11.75 Citadel Securities LLC CDRG 45.50 57.12 38.26 0.90 37.50 0 0.0000 0 0.0000 0 0.0000 0 0.0000 VIRTU Americas LLC NITE 17.44 17.49 9.76 1.80 46.25 0 0.0000 0 0.0000 0 0.0000 0 0.0000 State Street Global Markets, LLC SSBS 12.59 2.46 39.31 0.00 6.88 0 0.0000 0 0.0000 0 0.0000 0 0.0000 G1 Execution Services, LLC ETMM 8.30 10.88 5.80 5.41 3.75 0 0.0000 0 0.0000 0 0.0000 0 0.0000 NASDAQ Execution Services, LLC NSDQ 3.87 0.00 0.00 47.75 1.25 0 0.0000 0 0.0000 0 0.0000 0 0.0000 UBS Securities, LLC UBSS 3.52 5.05 2.11 0.00 1.88 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Two Sigma Securities, LLC SOHO 3.02 3.50 2.64 3.60 1.25 0 0.0000 0 0.0000 0 0.0000 0 0.0000 JANE STREET CAPITAL, LLC JNST 2.60 3.50 2.11 0.00 1.25 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Cboe EDGX U.S. Equities Exchange EDGX 2.46 0.00 0.00 31.53 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Cboe BZX U.S. Equities Exchange ZBAT 0.63 0.00 0.00 8.11 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 [Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).] 0.00 0.00 0.00 0.00 0.00 [Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]